Received 20 October 2000/Returned for modification 4 January
2001/Accepted 14 March 2001
Complement-mediated bactericidal antibodies in serum confer
protection against meningococcal disease. The minimum protective titer
is estimated to be between 1:4 and 1:8 when measured by the
Goldschneider assay performed with human complement, the assay used in
the 1960s to establish the correlation between bactericidal antibodies
and protection. A more recently described bactericidal assay
standardized by an international consortium uses rabbit complement,
which is known to augment bactericidal titers. To define a protective
titer measured by the standardized assay, we compared bactericidal
titers against serogroup C strains measured by this assay to titers
measured by the assay described by Goldschneider et al. A titer of
1:128 measured by the standardized assay was needed to predict with
80% certainty a positive titer of
1:4 as measured by the
Goldschneider assay. However, the majority of samples with titers of
1:4 measured by the Goldschneider assay had titers of <1:128 when
measured by the standardized assay. Therefore, by the results of the
standardized assay such persons would be falsely categorized as being
susceptible to disease. In conclusion, high bactericidal titers
measured with the standardized assay performed with rabbit complement
are predictive of protection, but no threshold titer is both sensitive
and specific for predicting a positive titer measured by the
Goldschneider assay using human complement. Up to 10% of the U.S.
adult population lacks intrinsic bactericidal activity against
serogroup C strains in serum and can serve as complement donors.
Therefore, use of the Goldschneider assay or an equivalent assay
performed with human complement is preferred over assays that use
rabbit complement.
 |
INTRODUCTION |
Considerable data support a
relationship between the presence of complement-mediated bactericidal
antibodies in serum and protection from developing invasive
meningococcal disease (reviewed by Frasch [4]).
Therefore, there is a strong scientific rationale for inferring
efficacy of a new meningococcal vaccine from immunogenicity data.
However, this approach is based on the premise that the method used to
assay bactericidal antibody yields clinically relevant titers that have
been linked to supportive epidemiological and/or experimental studies.
In a seminal study on the role of bactericidal antibodies in serum and
protection against meningococcal disease, Goldschneider et al. obtained
baseline serum samples from unimmunized military recruits who were at
high risk of acquiring serogroup C disease during 8 weeks of attending
training camp (5). A baseline serum bactericidal titer of
1:4 was a strong predictor of protection. Subsequently, some experts
recommended that a titer of
1:8 be used as the threshold to define
protection (Carl Frasch, personal communication), reasoning that the
higher titer provides a greater margin of safety in assessing
protection. In general, a titer of
1:4 is accepted as the protective
threshold titer in Europe (1), while a titer of
1:8 is
used in the United States.
In Goldschneider's studies, the bactericidal antibody level in serum
was measured using human complement (either endogenous complement or
exogenous serum from a healthy adult who lacked intrinsic bactericidal
activity) (5). However, sera from many healthy adults
contain naturally acquired antibodies to the group-specific polysaccharide, lipopolysaccharide, or outer membrane proteins of
meningococci. These antibodies can activate complement and evoke
meningococcal bacteriolysis and interfere with the results of the
assay. Therefore, it is necessary either to use serum from an untreated
patient with agammaglobulinemia (rare in the population) or to screen
sera from a number of healthy adults to find a suitable complement
donor who lacks intrinsic bactericidal activity in serum. Some
investigators have substituted infant rabbit sera as a complement
source (reviewed in reference 15) because of potential
difficulties in obtaining human complement. Infant rabbit sera that
lack intrinsic bactericidal activity are readily available, and pooled
infant rabbit serum can be prepared and shared among different
laboratories, which furthers standardization of the bactericidal assay.
For these reasons, rabbit serum was recommended as the source of
exogenous complement in the bactericidal assay procedure developed by
the Centers for Disease Control and Prevention and standardized in an
international multilaboratory study (15). Rabbit serum was
also recommended by the World Health Organization as a source of
complement for assessing human bactericidal responses to meningococcal
polysaccharide vaccines as part of biological standardization
(11, 19, 20).
In 1983, Zollinger and Mandrell reported that the use of rabbit
complement resulted in much higher bactericidal titers for serogroup B
meningococcal strains than the use of human complement (21). This observation has been confirmed
(14) and also reported for serogroup C strains
(9). Since the principal study demonstrating a correlation
between bactericidal activity in serum and protection against
developing meningococcal disease used human complement in the assay
(5), the clinical relevance of the higher bactericidal titers measured by the standardized assay with rabbit complement is
unknown. It follows that a protective threshold of
1:4 or
1:8
established by the Goldschneider assay with human complement may be
inappropriately low if bactericidal titers are measured by the
standardized assay performed with rabbit complement. To date, there are
no published comparisons of titers measured by the two assays.
In this study, we report the results of analysis of the bactericidal
responses to meningococcal serogroup C strains in sera from vaccinated
toddlers or older children as measured by the standardized bactericidal
assay using rabbit complement or the Goldschneider assay using human complement.
 |
MATERIALS AND METHODS |
Serum samples.
The sera were obtained 1 month after
immunization from 147 toddlers of 12 to 18 months of age who had been
given a single dose of serogroup C conjugate vaccine (Menjugate; Chiron
Vaccines, Siena, Italy) and from 152 children of 3 to 5 years of age
who had been randomized to receive either a single dose of a
combination meningococcal A, C, Y, and W-135 polysaccharide vaccine
(Menomune; Aventis Pasteur, Swiftwater, Pa.) or a serogroup C conjugate
vaccine (Menjugate). The collection was a convenience sample, with
individual sera selected based on the availability of sufficient
volumes for retesting.
Bactericidal assays.
The standardized assay was performed at
the Manchester Public Health Laboratory, Public Health Laboratory
Service (PHLS; England and Wales), and the Goldschneider assay was
performed at Chiron Corporation (Emeryville, Calif.). At both
laboratories, the test sera were heat inactivated (56°C for 30 min)
to remove intrinsic complement activity.
To obtain a source of exogenous human complement for the Goldschneider
assay, blood samples from 50 healthy adults residing in Northern
California were screened as follows. The blood samples were allowed to
clot at room temperature for 45 min and then incubated at 4°C for 40 min. The tubes were centrifuged at 3,400 rpm (2,490 × g) at
4°C, and the sera were separated and transferred to 1-ml storage
tubes and stored frozen at
80°C. Sera collected by this method
retain normal hemolytic complement activity for periods of 2 years or
longer (data not shown). Aliquots of sera were screened for
immunoglobulin G (IgG) and IgM anti-serogroup C capsule
antibodies by enzyme-linked immunosorbent assay (ELISA)
(8). Sera that were negative by ELISA were screened for
the presence of intrinsic bactericidal activity in the bactericidal
assay at 20 and 40% serum (final concentration in the reaction
mixture), performed as previously described (14), with the
exception that Gey's buffered salt solution containing 1% albumin was
used instead of barbitol buffer. Five of the 50 sera screened (10%)
had no detectable intrinsic bactericidal activity. For assaying
bactericidal titers by the Goldschneider assay, sera from three
complement donors were pooled on the day of the assay. The same three
donors were used as the human complement source for all samples tested. When used as a complement source, this healthy human serum pool yielded
comparable respective bactericidal titers for various heat-inactivated
(56°C for 30 min) positive- and negative-control test sera to those
obtained when serum from a patient with agammaglobulinemia was used
(data not shown). The complement source for the standardized assay was
from 3- to 4-week-old baby rabbits (Pelfreeze Biologics, Brown Deer,
Wis.), and the complement was also qualified based on a lack of
intrinsic bactericidal activity and yielded appropriate titers when
used as a complement source with various positive- and negative-control
heat-inactivated serum pools.
At both laboratories, test sera were assayed for bactericidal activity
at a 1:4 starting dilution using serogroup C meningococcal strain C11
(also called 60E). Strain C11 was the prototype serogroup C test strain
in the original study by Goldschneider et al. (5). To
perform the standardized assay at the PHLS, the test organism was grown
for 4 h on blood agar and was resuspended in Gey's buffered salt
solution containing 0.5% bovine serum albumin. Bacterial killing in
the final reaction vial was measured after 60 min of incubation at
37°C. Bactericidal titers were defined as the highest serum dilution
giving a
50% decrease in CFU compared to the CFU measured at time
zero. At the Chiron laboratory, the test organism for the Goldschneider
assay was grown for 5 h on Mueller-Hinton chocolate agar and
resuspended in Dulbecco's phosphate-buffered saline containing 0.5 mM
Mg2+ and 1.0 mM Ca2+. Bacterial survival in the
final reaction mixture was measured after 30 min of incubation at
37°C. The bactericidal titer was calculated from the following
equation: percent survival = (CFU of sample well at 30 min/CFU
with the complement control at 0 min) × 100. The bactericidal
titer assigned was the 50% intercept when percent survival on the
y axis was plotted versus reciprocal serum dilution on the
x axis (log10 scale).
Anticapsular antibody concentrations.
IgG anticapsular
antibody concentrations were measured by ELISA, performed as previously
described using thiocyanate in the serum diluting buffer to dissociate
low-avidity antibody from the solid-phase polysaccharide antigen
(8). A similar ELISA, performed without thiocyanate in the
diluting buffer, was used to measure IgM antibody concentrations using
an alkaline phosphatase-conjugated murine monoclonal antibody specific
for human IgM (clone no. HP6083; conjugation performed by American
Qualex, San Clemente, Calif.). Data are expressed as ELISA units (EU)
per milliliter. One EU is approximately 1 µg of antibody
(8).
 |
RESULTS |
Geometric mean bactericidal titer as assessed by the different
assays.
Table 1 summarizes the
respective geometric mean bactericidal titers ± 95% confidence
intervals (CI) stratified by study and vaccine, as measured by the
Goldschneider and standardized assays. For subjects given the conjugate
vaccine, the geometric mean titers measured by the standardized assay
performed with rabbit complement were approximately 10-fold higher than
those measured by the Goldschneider assay performed with human
complement. Among children given the plain polysaccharide vaccine, the
titers measured by the standardized assay were only threefold higher than those measured by the Goldschneider assay. These data imply that
there are qualitative differences in the antibody populations elicited
by the different vaccines and that these differences affect the
respective performance of the two assays.
Table 2 summarizes the distribution of
the bactericidal titers measured by the standardized assay employing
rabbit complement or the Goldschneider assay with human complement.
Among the 299 postvaccination sera, a higher percentage had titers of
<1:4 when measured with the Goldschneider assay (25%) compared to the
standardized assay (5%; P < 0.01). One-third of the
samples assayed by the standardized assay had titers of 1:512 or
greater, compared to only 1.7% with the Goldschneider assay
(P < 0.001). Thus, many children will appear to have
bactericidal antibodies present in serum when assayed by the
standardized assay who are negative when assayed by the Goldschneider
assay, and a much higher proportion of immunized subjects will have
very high titers if the standardized assay is used.
Analysis of specificity and sensitivity of the standardized
assay.
Using the traditional approach to assess sensitivity and
specificity shown in Table 3, no
threshold measured by the standardized assay with rabbit complement was
both sensitive and specific (
90%) compared to a protective titer of
1:4 or
1:8 by the Goldschneider assay performed with human
complement.
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TABLE 3.
Sensitivity and specificity of different titers measured
by the standardized assay with rabbit complement compared to a
protective titer measured by the reference Goldschneider assay
|
|
Figure 1 shows the percentages of sera,
stratified by bactericidal titer against serogroup C measured by the
standardized assay using rabbit complement, that were positive when
retested with the Goldschneider assay. Panel A shows the results when a positive titer by the Goldschneider assay was defined as a titer of
1:8. Panel B shows the corresponding values when a positive titer by
the Goldschneider assay was defined as a titer of
1:4. It was
necessary to select a titer between 1:128 and 1:512 measured with the
standardized assay in order for approximately 80 to 90% of samples to
give a positive titer when measured with the Goldschneider assay. Less
than half of the samples with lower titers, between 1:8 and 1:64
measured by the standardized assay, were positive when tested by the
Goldschneider assay (defined as titers of 1:8 or higher). If a positive
titer by the Goldschneider assay was defined as a titer of 1:4 or
higher, approximately 27 to 64% of samples with titers between 1:8 and
1:64 by the standardized assay would be considered positive.

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FIG. 1.
(A) Percentages of subjects (± 95% CI) stratified by
bactericidal titer to serogroup C measured by the standardized protocol
(15) using rabbit complement that were positive at titers
of 1:8 when retested by the Goldschneider assay performed with human
complement. (B) The same analysis is shown as in panel A, but a
positive titer with the Goldschneider assay was defined as 1:4.
|
|
The use of high-threshold titers measured by the standardized assay
with rabbit complement increases the specificity but results in many
samples being classified as negative that would otherwise be considered
protective when measured by the Goldschneider assay. Figure
2 illustrates the percentage of subjects
with titers of
1:128 (panel A) or
1:256 (panel B) measured by the
standardized assay when stratified by the titers measured with the
Goldschneider assay. Only 8 of the 36 samples (24%) with titers
between 1:4 and 1:7 when measured with the Goldschneider assay had
titers of
128 by the standardized assay (panel A). Only 12 of 45 samples (24%) with titers between 1:8 and 1:15 measured with the
Goldschneider assay had titers of
1:256 when assayed by the
standardized assay (panel B).

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FIG. 2.
Percentages of samples that were positive when tested by
the standardized assay with rabbit complement according to the
bactericidal titer measured by the Goldschneider assay performed with
human complement. (A) Positive by the standardized assay is defined as
1:128 or greater; (B) positive by the standardized assay is defined as
1:256 or greater. A titer of 1:4 to 1:7 by the Goldschneider assay is
shown as 1:4; a titer of 1:8 to 1:15 is shown as 1:8, etc.
|
|
Effect of Ig isotype.
Figure 3
illustrates graphically the relationship between the bactericidal
titers measured by the Goldschneider (panel A) and standardized (panel
B) assays and the respective anti-serogroup C capsule IgG antibody
concentrations measured by ELISA. The magnitude of the bactericidal
antibody responses measured by both the standardized and Goldschneider
assays parallels the IgG anticapsular antibody concentrations, although
the distribution of points along the respective fitted curves appears
closer with the Goldschneider assay. Figure
4 shows a similar analysis for IgM
responses for a subset of sera with low but comparable IgG antibody
concentrations (0.6 to 2.0 EU/ml, chosen to minimize the contribution
of IgG antibody). For these sera, an increase in human IgM antibody
levels did not result in higher bactericidal titers determined by the Goldschneider assay using human complement (panel A). In contrast, an
increase in IgM antibody did result in higher bactericidal titers
measured by the standardized assay performed with rabbit complement
(panel B).

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FIG. 3.
Relationship between the magnitude of the bactericidal
antibody response to serogroup C measured by the Goldschneider and
standardized assays and the respective anticapsular IgG antibody
concentration measured by ELISA. (A) Goldschneider assay; (B)
standardized assay. C., complement; Rab., rabbit.
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FIG. 4.
Relationship between the magnitude of the bactericidal
antibody response to serogroup C measured by the Goldschneider and
standardized assays and the respective anticapsular IgM antibody
concentration measured by ELISA. This analysis was performed on the
subset of sera with low but comparable IgG antibody concentrations (0.6 to 2.0 EU/ml) to minimize the contribution of IgG antibody. (A)
Goldschneider assay; (B) standardized assay. C., complement; Rab.,
rabbit.
|
|
 |
DISCUSSION |
Establishing a biologically relevant serologic surrogate for
inferring protection against meningococcal disease is critical for
vaccine development. The serologic results can be used by regulatory
agencies as a basis for licensure of new meningococcal vaccines, by
public health authorities for formulating rational recommendations on
vaccine use, and by manufacturers for assessing the possible effects of
manufacturing process changes on the efficacy of new or existing
meningococcal vaccines. Fortunately, there is substantial evidence that
bactericidal antibodies in serum confer protection against
meningococcal disease, which permits the establishment of a serologic
surrogate of protection. However, despite more than 25 years of
research, controversies remain on the assay method of choice for the
measurement of bactericidal antibodies.
The present study was designed to provide a direct comparison between
titers measured by the current standardized bactericidal assay to those
measured by the original Goldschneider assay. The results demonstrate
unambiguously that use of the standardized assay with rabbit complement
elevates bactericidal titers to meningococcal serogroup C in serum when
compared to the respective titers measured by the Goldschneider assay
with human complement (Tables 1 and 2 and Fig. 1). Although there are
several small differences in the assay procedures, the largest factor
contributing to the elevated titers measured by the standardized assay
would appear to be the use of rabbit complement (1, 9, 14,
21). The augmentation of titers appears to be greatest for sera
from subjects receiving conjugate vaccine (Table 1) and for sera
containing IgM anticapsular antibodies (Fig. 4). With respect to the
IgM results, a similar finding has been reported previously for
monoclonal antibodies to the capsular polysaccharides of
Neisseria meningitidis serogroup B and Haemophilus
influenzae type b, for which the respective bactericidal
activities of IgM antibodies assayed with rabbit complement were 30- to
1,000-fold higher than when assayed with human complement
(14). In contrast, the bactericidal activity of an IgG2
monoclonal antibody to H. influenzae type b was not significantly different when assayed with human or rabbit complement. Augmentation of bactericidal titers by IgM antibodies is of particular concern because IgM responses may be transient and do not necessarily correlate with long-term protection. Also, the IgM responses are not
predictive of immunological memory or affinity maturation. Therefore,
bactericidal titers measured by the standardized assay with rabbit
complement that disproportionately reflect IgM antibody may result in a
misleading assessment of protective efficacy. Taken together, the
current data, along with those previously published (9, 14,
21), indicate that bactericidal assays performed with rabbit
complement can yield misleading results.
In the present study, a titer of
1:128 was needed in the standardized
assay to predict with 80 to 90% certainty a positive titer defined as
1:4 or
1:8 when measured by the Goldschneider assay, the method
that was used in the 1960s to establish a relationship between
bactericidal activity in serum and protection against meningococcal
disease (5). The critical problem in employing a titer of
1:128 measured by the standardized assay as the threshold for defining
a protective titer is the lack of sensitivity (Table 3). The resulting
false classification of susceptibility will be a particular problem in
studies of serum collections where the magnitude of the antibody
response is on average lower than that in the present serum collection.
This situation is not uncommon for young children given plain
meningococcal polysaccharide vaccine (12, 16) or for
infants and toddlers given one dose of serogroup C conjugate vaccine
(12, 13). Such an error could lead to the rejection of an
otherwise effective new vaccine or to a perceived need for additional
doses of a vaccine which in reality might be unnecessary.
To circumvent the lack of sensitivity when using a high-threshold titer
to define protection as measured by the standardized assay, Borrow et
al. propose two alternative serologic criteria for protection for
persons with bactericidal titers between 1:8 and 1:64 (1).
One is the demonstration of a fourfold or greater rise in titer,
comparing postvaccination to prevaccination titers. The second is
evidence of the induction of immunological memory upon subsequent
exposure to a dose of plain meningococcal C polysaccharide. Although
both of these criteria are plausible, to date there are no experimental
or epidemiological data that provide direct evidence that these
criteria reliably predict protection against meningococcal disease. The
lack of direct supporting evidence is of particular concern since many
persons with titers between 1:8 and 1:64 measured by the standardized
assay will have subprotective titers if measured by the Goldschneider
assay. Also, the ability to generate a memory antibody response may not
be sufficient to confer a high level of protection against
meningococcal disease, given its short incubation, abrupt onset, and
intensity (3, 6). For example, in adults primed with
meningococcal conjugate vaccine, it takes between 4 and 7 days after
exposure to plain polysaccharide vaccine to generate a memory
anti-serogroup C capsule antibody response (7).
The principal argument for using rabbit complement in the standardized
assay is that it is difficult to obtain normal human serum that lacks
intrinsic bactericidal antibodies. One approach to obtain human
complement would be to absorb bactericidal antibodies from normal
serum. However, preliminary studies indicate that absorption of human
sera with whole bacterial cells or by antigen-specific affinity columns
results in a substantial loss of complement activity, even when
conditions are selected that should minimize complement activation
(unpublished observations). This approach may not be necessary since,
as described in Materials and Methods, of 50 sera screened from healthy
adults residing in Northern California, 10% lacked intrinsic
bactericidal antibodies and could serve as suitable complement sources
for the bactericidal assay. Furthermore, we have bled individual donors
repeatedly for periods of up to 5 years and have been able to obtain
sufficient human complement to assay bactericidal antibody responses in
sera from more than 1,000 individuals immunized during the development
and licensure of a new meningococcal serogroup C conjugate vaccine in
the United Kingdom. Other investigators also have shown that the use of
human complement is feasible for assaying bactericidal antibody
responses to serogroup B isolates in serum (2, 10, 17,
18).
In summary, the only scientifically proven correlate of protection
against meningococcal disease is having a bactericidal titer in serum
of 1:4 or higher when measured by the Goldschneider assay using human
complement. The results of the present study confirm that bactericidal
antibody titers measured by the standardized assay performed with
rabbit complement are greatly augmented (1). By employing
a sufficiently high threshold titer of
1:128 in the standardized
assay it is possible to predict reliably that a serum considered
positive will be positive when assayed by the Goldschneider assay with
human complement. However, using such a high titer as the threshold of
protection in the standardized assay results in the loss of
sensitivity, particularly when the magnitude of the antibody response
is modest, and risks falsely concluding that a person is susceptible to
disease when he or she may actually be protected. Given these
constraints, the best solution for predicting protection from studies
of bactericidal activity is to measure titers by the assay described by
Goldschneider et al. or by other assays shown to give comparable results.
We thank Ray Borrow, PHLS Meningococcal Reference Unit,
Manchester, United Kingdom, whose laboratory measured the bactericidal antibody titers by the standardized assay performed with rabbit complement; Lawrence H. Moulton, Departments of International Health
and Biostatistics, The Johns Hopkins University School of Hygiene and
Public Health, Baltimore, Md., for thoughtful review of the manuscript
and helpful suggestions on presentation of the sensitivity and
specificity analyses; and William Wacknov for invaluable technical
assistance in the development and performance of the Goldschneider assay.
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