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Clinical and Diagnostic Laboratory Immunology, July 2001, p. 718-723, Vol. 8, No. 4
1071-412X/01/$04.00+0 DOI: 10.1128/CDLI.8.4.718-723.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Posttreatment Follow-Up of Helicobacter
pylori Infection Using a Stool Antigen Immunoassay
Daniel E.
Roth,1
David N.
Taylor,2
Robert H.
Gilman,1,3,4,*
Rina
Meza,5
Uriel
Katz,5
Christian
Bautista,5
Lilia
Cabrera,1
Billie
Velapatiño,3
Carlos
Lebron,5
Manuel
Razúri,1
J.
Watanabe,6
T.
Monath,7 and
The
Gastrointestinal Physiology Working
Group3,
Asociación Benéfica
PRISMA,1 Naval Medical Research Center
Detachment,5 Universidad Peruana
Cayetano Heredia,3 Acambis Inc.,
Cambridge, Mass.,7 and Japanese Peruvian
Polyclinic,6 Lima, Peru; Walter Reed
Army Institute of Research, Washington,
D.C.2; and The Johns Hopkins School
of Public Health and Hygiene, Baltimore, Maryland4
Received 10 November 2000/Returned for modification 15 December
2000/Accepted 21 March 2001
 |
ABSTRACT |
The Helicobacter pylori stool antigen enzyme
immunoassay (HpSA) was evaluated during posttreatment follow-up of
patients in a country with a very high prevalence of H. pylori infection. From among 273 dyspeptic individuals (18 to 55 years) initially recruited from a shantytown in Lima, Peru, 238 participants who met the inclusion criteria and were suspected to be
H. pylori positive based on 14C urea breath
test (UBT) results underwent endoscopy. Participants with
endoscopy-proven infections received standard eradication therapy and
were monitored by UBT and HpSA at 1 month following treatment and at
3-month intervals for 9 months posttreatment. A second endoscopy was
performed if UBT results showed evidence of treatment failure or
H. pylori recurrence. Biopsy results were considered the
"gold standard" in all analyses. Among patients who underwent
endoscopy, HpSA had a pretreatment sensitivity of 93%. Two-hundred
thirty patients completed the treatment regimen, of whom 201 (93%)
were considered to have had successful treatment outcomes based on a
negative follow-up UBT. Thirty-two patients with UBT-defined treatment
failures or H. pylori recurrences at any point during the
9-month follow-up underwent a second endoscopy. In the posttreatment
setting, HpSA had an overall sensitivity of 73% and a specificity of
67%. Agreement between UBT and HpSA diminished throughout the
follow-up. Among 14 participants in whom HpSA remained positive at 1 month following treatment despite UBT evidence of treatment success, 12 (86%) became HpSA negative within 3 months posttreatment. Although
this study confirmed the validity of the HpSA in the initial assessment
of dyspeptic patients, the test demonstrated a reduced overall accuracy
in the detection of treatment failures and H. pylori
recurrences during 9 months of posttreatment follow-up. Furthermore, in
some patients it may take up to 3 months after successful eradication
for antigen shedding to diminish to levels within the negative HpSA range.
 |
INTRODUCTION |
Helicobacter pylori was
first linked with gastritis in 1975 and was subsequently shown to be
associated with peptic ulcer in 1985. Since then, the detection of the
spiral bacterium in the gastric mucosa has become a principal aspect of
the diagnostic investigation of patients with upper gastrointestinal
symptoms suggestive of peptic ulcer disease (7). Chronic
superficial gastritis due to infection with H. pylori is
responsible for up to 95% of duodenal ulcers and 80% of gastric
ulcers throughout the world (25). Perhaps the most
convincing evidence for the pathogenic role of H. pylori is
the dramatic effect of antibiotic therapy. Current treatment regimens
combining at least two antibiotics and a proton pump inhibitor can
eradicate H. pylori infections in greater than 90% of
patients (21), and they significantly reduced ulcer
recurrence in long-term follow-up studies (29). The
organism has also been classified as a class I carcinogen due to its
pathogenic role in intestinal-type gastric adenocarcinoma and has
further been linked to diffuse-type gastric neoplasia and B-cell
gastric maltoma. The relationship of H. pylori infection to
nonulcer dyspepsia, however, remains controversial (7).
Although H. pylori infection affects populations globally,
the prevalence varies widely between the developed world and developing regions (20, 23). In Peru, children are infected from a
very young age, and over 50% are seropositive by age five
(17). Consistent with the suggestion that major
transmission risk factors are poor sanitation and overcrowding,
infection rates of over 70% were found in even younger age groups in
lower socioeconomic classes (10). Over 80% of Peruvian
patients undergoing endoscopy to investigate symptoms of gastritis are
infected with H. pylori (14, 16).
The diagnosis of H. pylori infection has traditionally
relied upon upper endoscopy to obtain gastric biopsies for urease
tests, histological preparation, and culture of the organism. These
methods all have high sensitivities and specificities, yet the
invasiveness and expense of direct observation of the organism have led
to the search for valid and reliable noninvasive alternatives
(30).
The urea breath test (UBT), based on the detection of exhaled
13C- or 14C-labeled carbon dioxide resulting
from H. pylori urease activity, has both a sensitivity and a
specificity of between 95 and 100% and has been the most widely used
noninvasive test. In addition to being more cost-effective than
endoscopy, the advantages of UBT include its ability to detect the
current presence of H. pylori in the entire stomach and its
usefulness in children (13C UBT) and posteradication
patients for whom endoscopy is difficult to justify (30).
Serologic tests, such as those based on enzyme-linked immunoassays, are
the least expensive methods of detecting H. pylori in
untreated patients but are not useful in follow-up of treated patients
because antibody titers do not sufficiently decrease until 12 months
after successful eradication (5).
The detection of H. pylori in feces raised the possibility
of stool-based diagnostic assays (24). Several studies
have recently shown that the Premier Platinum H. pylori
stool antigen test kit (HpSA) (Meridian Diagnostics, Inc) is comparable
to other noninvasive tests for initial diagnosis of H. pylori infection (2, 4, 11, 12, 13, 26, 28). For
monitoring the efficacy of eradication treatment, however, the results
have been equivocal (11, 13, 26, 27, 28). By comparing
HpSA test results to endoscopy and UBT findings, we attempted to
confirm the validity of HpSA for diagnosis and to establish the
long-term posttreatment follow-up in patients in a developing country
where there is a very high prevalence of H. pylori infection.
 |
MATERIALS AND METHODS |
Participants.
Individuals with symptoms of dyspepsia, age 18 to 55, were recruited by PRISMA staff field workers in Las Pampas de
San Juan de Miraflores, a previously described pueblo joven
(shantytown) on the outskirts of Lima, Peru (10). The
presence of dyspepsia was defined by the patient's report of two or
more specific symptoms as assessed by a dyspepsia questionnaire
previously validated in Lima (O. Bisbal, R. León-Barua, R. Berendson, et al., personal communication). Exclusion criteria were the
following: breast-feeding; positive pregnancy test at enrollment
(Pregnosticon); unwillingness to practice birth control for the period
of treatment; physical or mental impairment; serious concomitant
illness (including human immunodeficiency virus infection or AIDS);
another study participant in the same household; gastric cancer, active
peptic ulcer disease, or Zollinger-Ellison syndrome; history of adverse
reactions to any of the drugs used in the treatment regimen; or
treatment with antibiotics, bismuth preparations, or antacids within
the month prior to entering the study.
Participants signed written informed consent forms for all procedures.
The protocol was approved by the institutional ethics committees of the
Naval Medical Research Center Detachment, Lima, Peru (NAMRCD);
Asociación Benéfica PRISMA, Lima, Peru; and The Johns
Hopkins School of Hygiene and Public Health, Baltimore, Md.
Procedures.
All suitable volunteers provided a stool sample
for HpSA and underwent 14C UBT using the PY test kit and a
microCOUNT scintillation counter (Ballard Medical Products, Draper,
Utah), conducted at the Department of Pathology, Cayetano Heredia
Hospital. Quantification was reported as disintegrations per minute.
Ranges used for analysis during all study periods were the following:
<50 dpm was a negative or normal result,
50 but <200 dpm was an
indeterminate result (which was excluded from analysis), and
200 dpm
was a positive result. For both initial pretreatment evaluation and
immediate follow-up assessment at 1 month posttreatment, patients with
UBT values equal to or greater than 50 dpm were referred for endoscopy
at the Hospital de Apoyo Maria Auxiliadora, the referral hospital for
this population. At follow-up points past 1 month posttreatment, results in the predefined indeterminate UBT range generally correlate with negative biopsy findings (R. Gilman, unpublished results); therefore, only patients with a UBT result of
200 dpm were referred for a second endoscopy during this period.
Gastroendoscopy was performed to obtain 13 antral and corporeal gastric
biopsies for culture (H. pylori-selective agar plates), histology (Giemsa, Warthin-Starry silver, and hematoxylin-eosin staining), and rapid urease testing (6, 17). All
laboratory procedures were performed at Cayetano Heredia Hospital
Department of Pathology and NAMRCD in Lima.
Patients with positive results for any of the three biopsy-based tests
were considered to be infected with H. pylori and were treated with a combination of omeprazole (20 mg twice a day [BID]), clarithromycin (500 mg BID), and amoxicillin (1 g BID) for 14 days.
Compliance was ensured by the administration of treatment under the
direct supervision of study personnel.
At 1 month following completion of treatment, 14C UBT and
HpSA tests were repeated. If the result of this posttreatment UBT was
negative, the UBT was repeated 1 week later for confirmation. Participants with two consecutive negative UBT results (<50 dpm) were
considered to have had a successful treatment course and were included
in further surveillance. Those with equivocal or positive results were
referred for a second endoscopy and excluded from further follow-up.
Participants who remained H. pylori negative based on UBT
were monitored every 3 months for 9 months posttreatment. At each
visit, participants provided samples for UBT and HpSA. All patients
referred for a second endoscopy based on a UBT suggestive of recurrence
(i.e., a UBT result greater than or equal to 200 dpm) were excluded
from further follow-up.
Diagnosis with HpSA.
Diluted stool samples were analyzed at
NAMRCD using the HpSA enzyme immunoassay kit as per the instructions of
the manufacturer (Meridian Diagnostics, Inc.). The kit employs
affinity-purified polyclonal anti-H. pylori rabbit
antibodies adsorbed to microwell plates. Following addition of
peroxidase-coupled antibody and substrate, the color reaction was read
using quantitative spectrophotometric determination (450 nm). Positive
and negative control wells did not initially reveal spectrophotometric
reading within expected ranges; the problem was corrected by rinsing
the wells seven times instead of four times between steps, a
modification recommended by the manufacturer. Some investigators have
deemed HpSA optical density (OD) values above 0.160 to be positive,
values between 0.140 and 0.159 to be indeterminate, and values below
0.140 to be negative (27). We considered values equal to
or above 0.140 to be positive in accordance with a calculated optimal
cutoff point (see below). H. pylori infection as defined by
the endoscopic criteria described above was considered the "gold
standard" diagnosis against which HpSA was compared.
Statistical analysis.
EpiInfo version 6.01 was used to
calculate sensitivity, specificity, positive predictive value (PPV),
and negative predictive value (NPV), with Fleiss quadratic 95%
confidence intervals (95% CI). SPSS for Windows version 10.0 was used
for the calculation of the Mann-Whitney U test, the plotting of the
receiver operating characteristic curve, and the kappa statistic.
 |
RESULTS |
Initial diagnosis.
Two-hundred seventy-three individuals were
initially recruited, of whom 252 (92%) were referred for further
investigation based on an initial screening UBT result suggestive of
possible infection (>50 dpm). Eight people refused endoscopy and
withdrew from the study. Two hundred forty-four participants (72 men
and 172 women) underwent initial endoscopic evaluation (mean age, 37 years; standard deviation, 8.7; range, 18 to 55). Six people found to
have actively bleeding ulcers were referred for appropriate treatment
and excluded from further analysis. Among the 238 included participants, 235 (99%) were found to be H. pylori positive
and 3 (1%) were H. pylori negative based on biopsy findings
as per the predefined study criteria (Table
1). Results for each gold standard test
were the following: 198 (83%) positive by rapid urease test; 235 (99%) positive by Warthin-Starry silver stain; and 221 (93%) positive
by culture. All participants classified as H. pylori
positive had positive histological specimens using Warthin-Starry
silver stain.
HpSA results were obtained for 235 (99%) of the 238 participants
included in the analysis (Table 2).
Median ODs determined by spectrophotometric HpSA readings were
0.342 and 0.120 for H. pylori-positive and -negative
patients, respectively (P = 0.026 [Mann-Whitney U
test]). By plotting a receiver operating characteristic curve of
sensitivity versus (1
specificity), the optimal OD cutoff point
above which colorimetric readings could be considered to be positive
was determined to be 0.14. The following measures of the validity of
HpSA for initial diagnosis were calculated: sensitivity, 93% (217/233)
(95% CI, 89 to 96%); PPV, 100% (217/217) (95% CI, 98 to 100%); and
NPV, 11% (2/18) (95% CI, 2 to 36%). Results were identical if HpSA
results in the range of 0.140 to 0.159 were deemed indeterminate and
were excluded from analysis (data not shown).
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TABLE 2.
Validity of HpSA results in patients with suspected
treatment failures or recurrences posttreatment using biopsy as the
gold standard
|
|
Posttreatment follow-up.
Two-hundred thirty participants
completed the treatment regimen, of whom 201 (93%) were considered to
have had successful treatment outcomes based on two consecutive
negative UBT results (<50 dpm) at 4 and 5 weeks following completion
of treatment. Of these 201 UBT-negative patients, 187 (93%) also had
concordant negative HpSA results. Among the 14 participants (7%) in
whom HpSA remained positive at 1 month following treatment despite UBT
evidence of treatment success, 12 (86%) became HpSA negative 2 months
later (Fig. 1).

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FIG. 1.
Serial HpSA results for 14 patients with a positive HpSA
result at 1 month following successful H. pylori eradication
(based on UBT values of <50 dpm). The dashed line indicates the
threshold above which HpSA results were considered to be positive
(OD = 0.14). All patients but one were HpSA negative at 3 months
of follow-up.
|
|
Participants underwent a second endoscopy only if there was UBT
evidence of persistent or recurrent infection posttreatment. Fifteen
participants (7%) had UBT results that suggested treatment failure,
and 27 additional participants fulfilled the UBT criteria for
recurrence at any point during 9 months following treatment completion.
Thirty-five of the patients from both groups underwent a second
endoscopy, and 32 of these patients also had an HpSA result for the
time period when the endoscopy was performed. Using biopsy results as
the gold standard, the sensitivity and specificity of HpSA in this
posttreatment group were 73 and 67%, respectively (Table 2).
In order to assess the suitability of the criteria by which
participants were referred for endoscopy in the pre- and posttreatment settings, we compared the biopsy findings and UBT values among those
patients who underwent endoscopy at different stages of the study
(Table 3). In the pretreatment setting, 8 of 11 participants (73%) with UBT results in the range from 50 to 200 dpm had positive biopsy findings, and 217 of 217 participants (100%)
with UBT results above 200 dpm had positive biopsies. In contrast, 4 of
6 participants (67%) with UBT values in the range of 200 to 500 dpm in
the posttreatment setting had negative biopsy results, while 27 of 29 participants (93%) with UBT results of >500 dpm had positive
biopsies.
Agreement of HpSA with UBT.
HpSA was compared with
14C UBT when both test results were available from among
all participants initially recruited at the beginning of the study,
including those included for treatment and follow-up. Comparisons were
made from the point of initial diagnosis up to 9 months following
completion of treatment (Table 4).
Participants for whom UBT results were equivocal (between 50 and 200 dpm) were excluded from analysis, as per the predefined study criteria.
Agreement, based on the kappa statistic, decreased throughout the
follow-up period.
 |
DISCUSSION |
The validation of novel noninvasive and inexpensive techniques for
the investigation of upper gastrointestinal symptoms has garnered
considerable recent attention. The primary focus of the present study
was to evaluate the performance of the HpSA during the long-term
follow-up of patients treated for proven H. pylori infection. However, it was important to first confirm the accuracy of
the test in the pretreatment setting. Because participants were
preselected for initial endoscopic evaluation based on UBT results
suggestive of infection, a very high frequency of H. pylori infection (99%) was predictably found among the participants for whom
a gold standard diagnosis was available. Even before preselection, however, the prevalence of infection was 92% based on UBT. Employing biopsy results (rapid urease, histology, or culture) as the gold standard, the sensitivity of HpSA in this pre selected population prior
to treatment was 93%, a finding within the range of previous studies
(89 to 96%) (2, 4, 11, 12, 13, 26, 27, 28). It should be
noted that all but 3 of the 235 patients considered to be H. pylori positive by our study criteria are also considered according to published recommendations requiring at least two positive
biopsy-based tests or positive culture alone (8). The
nature of the preselection process prevented the calculation of the
specificity of HpSA, within reasonable confidence intervals, for
initial diagnosis.
Although the 100% PPV in our preselected study population implies that
patients with a positive HpSA result in combination with a positive UBT
result are suitable candidates for empirical eradication therapy,
investigators have cautioned against the complete avoidance of
endoscopic investigation given the risk of missing important
pathological findings (19). Furthermore, because there are
widespread antimicrobial resistance, high recurrence rates of H. pylori, and a high incidence of gastric cancer in developing
countries such as Peru, there is a stronger argument against the use of
empiric antibacterial therapy as the primary means of preventing the
long-term sequelae of H. pylori-induced gastritis
(15).
Although the present study confirmed the sensitivity of the HpSA in the
diagnosis of H. pylori infection, exploring its use in
posttreatment follow-up may have greater clinical implications, since
it is following eradication therapy that endoscopy becomes less
justifiable. Consistent with some previous reports (2, 11,
13), we found the HpSA to perform less well in its ability to
detect cases of treatment failure or recurrence at any point during
follow-up (overall sensitivity of 73%). However, the test had been as
sensitive at detecting the original infection in these particular
patients (sensitivity, 92% [results not shown]) as in the group of
successfully treated patients. Although there is significant antigenic
variability of H. pylori within geographic regions
(9), the importance of this observation with regard to
this immunoassay is likely negligible. It is more likely that the test
failed to detect a large number of recurrences because of a reduced
quantity of antigen. Although some investigators have deemed HpSA to be
the preferred noninvasive test for posttreatment monitoring
(27), the present results demonstrate that the validity of
HpSA is substantially reduced after treatment, even among patients monitored for up to 9 months posteradication. There is particular concern that the low sensitivity in this context implies that the test
would lead to a considerable number of incorrect diagnoses of eradication.
A limitation of this study arose due to the use of UBT criteria for
referring participants for endoscopy that differed between the initial
and posttreatment evaluations and long-term follow-up evaluations. In
the initial evaluation and immediately following treatment, UBT results
of between 50 and 200 dpm prompted referral for endoscopy. In the
pretreatment setting, it was found that results in this range were
likely to correlate with positive endoscopy findings (Tables 1 and 3).
In posttreatment follow-up between 3 and 9 months, endoscopy was
performed if the UBT result was at least 200 dpm. We have found that in
long-term follow-up, UBT results in the range of 50 to 200 dpm are
likely to correlate with negative biopsy findings (data not presented),
which was the justification for the criterion for referral. In the
present study, participants with UBT results in the range of 200 to 500 dpm during follow-up were at least as likely to have negative results
as positive results on endoscopy, suggesting that the original
assumption (i.e., that in the lower UBT range of 50 to 200 dpm, most
biopsies would be negative) was justified. The disadvantage is that
this may have reduced the accuracy of the calculation of specificity of
HpSA during follow-up, since it implies that participants who were
likely to be biopsy negative were excluded from the posttreatment
evaluation of HpSA.
In the follow-up of treated patients, 14C UBT and HpSA
showed low to moderate agreement at 1 month following treatment
(
= 0.44; P < 0.001) but poor and diminishing
agreement thereafter. Some investigators have suggested that
14C UBT should become a standard for treatment follow-up
(1, 18, 22, 30); however, unlike for 13C UBT,
definitive cutoff points for 14C UBT have yet to be widely
accepted, and we have found the latter test to be unreliable in the
context of treatment follow-up (unpublished results). Therefore, it
cannot be assumed that the disagreement between the tests is
necessarily a result of a diminishing accuracy of HpSA. Further
evaluation of these two tests in long-term follow-up is needed to
establish the reason for the discrepancies between them. It was
especially notable, however, that among the patients deemed treatment
successes by UBT but found to be HpSA positive (i.e., apparent false
positives) at 1 month posttreatment follow-up, virtually all became
HpSA negative by the 3-month follow-up interval. This observation
supports the suggestion that in a small minority of successfully
treated patients, 1 month following treatment may be too early to
detect diminished stool antigen shedding following H. pylori
eradication (3, 11). Of note, a higher OD limit for the
positive range at 1 month posteradication would likely not reduce the
number of false positives, since among the 14 false-positives we
observed, the HpSA OD values were spread across a range from 0.156 to
0.548.
The advantages of the HpSA are its noninvasiveness and logistical ease
of use. Relative disadvantages of the UBT are that it requires a
scintillation counter for the analysis of 14C (or an
isotope ratio mass spectrometer for 13C) and that patients
may be hesitant to ingest radioactive test material (30).
With these results and those of previous studies (11, 13, 26, 27,
28), the accumulated data concerning the use of HpSA in
evaluating treatment outcome remain unconvincing. The present study
evaluated HpSA in longer-term surveillance and suggests a diminished
validity of the test in follow-up during 9 months after treatment.
However, the data have confirmed the validity of the HpSA as a
diagnostic tool in the initial assessment of patients from a population
with a very high prevalence of H. pylori infection.
 |
ACKNOWLEDGMENTS |
This study was partially funded by Oravax Co. as well as through
the Fogarty Center at the NIH via the ITREID and FIRCA grants.
We are grateful to Meridian for the donation of the HpSA kits, and we
thank Michel Cadoz, Aventis Pasteur, and March l'Etoile France. We
also appreciate the assistance of Giselle Soto, J. B. Phu, and D. Sara. We are grateful to the community of the Pampas de San Juan de
Miraflores for its participation. We thank Mariano Alarcon and Alberto
Zolezzi, Gastroenterology Service, Hospital de Apoyo Maria Auxiliadora.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: The Johns
Hopkins School of Hygiene and Public Health, Department of
International Health, 615 N. Wolfe St., Room W3501, Baltimore MD 21205. Phone: (410) 614-3959 or -3639. Fax: (410) 614-6060. E-mail:
rgilman{at}prisma.org.pe.
Gastrointestinal Physiology Working Group senior members are Robert
Berendson, Robert H. Gilman, Raul Leon-Barua, Alberto Ramirez-Ramos,
and Sixto Recavarren-Arce.
 |
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Clinical and Diagnostic Laboratory Immunology, July 2001, p. 718-723, Vol. 8, No. 4
1071-412X/01/$04.00+0 DOI: 10.1128/CDLI.8.4.718-723.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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