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Clinical and Diagnostic Laboratory Immunology, May 2002, p. 616-621, Vol. 9, No. 3
1071-412X/02/$04.00+0 DOI: 10.1128/CDLI.9.3.616-621.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
HIV Immunology and Diagnostics Branch, Division of AIDS, STD, and TB Laboratory Research,1 Investigation and Prevention Branch, Hospital Infections Program, National Center for Infectious Diseases,2 Office of Global Health,3 Division of Laboratory Sciences, National Center for Environmental Health, Centers for Disease Control and Prevention, U.S. Department of Health and Human Services, U.S. Public Health Service, Atlanta, Georgia 30333,4 Lilongwe Central Hospital and the Community Health Sciences Unit, Ministry of Health and Population, Lilongwe, Malawi5
Received 1 August 2001/ Returned for modification 5 November 2001/ Accepted 26 January 2002
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20 µg/dl). Vitamin A levels were lower for HIV-positive than for HIV-negative children (median, 10 and 17 µg/dl, respectively). Vitamin A-deficient children (<20 µg/dl) were more likely than non-vitamin A-deficient children to have higher proportions of natural killer (NK) cells (median, 8.3 and 5.2%, respectively) and lower ratios of interleukin-10-producing monocytes to tumor necrosis factor alpha-producing monocytes after induction (median, 1.0 and 2.3, respectively). Vitamin A-deficient children were also more likely than non-vitamin A-deficient children to exhibit respiratory symptoms (47% versus 12%) and visible BCG vaccine scars (83% versus 48%), which are indicative of a type 1 response to vaccination. Vitamin A status did not vary with gender, age, incidence of malaria parasitemia, blood culture positivity, or rates of mortality (6% of vitamin A-deficient children died versus 20% of non-vitamin A-deficient children). Lower vitamin A levels were associated with a relative type 1 cytokine dominance and proportionately more NK cells, both of which may be somewhat beneficial to persons who are exposed to HIV, M. tuberculosis, or other type 1 pathogens. |
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Vitamin A is key in the development and function of virtually all cells, not just those of epithelium and endothelium. It can inhibit cellular potassium currents (27) and protein kinase C-associated signal transduction (15, 23), costimulates T cells via CD3 (1), and is involved in T-cell maturation, differentiation, and proliferation (11, 25). In animal models, vitamin A deficiency is associated with a shift from type 2 cytokines (generating humoral immunity, antibody production, and immunoglobulin maturation) to predominantly type 1 cytokines (necessary for cellular immunity and cytotoxicity) (4). Retinoic acid (vitamin A) downregulates the gene expression of gamma interferon (IFN-
), a type 1 cytokine; retinoic acid deficiency is associated with increased IFN-
production, followed by decreased production of interleukin-5 (IL-5; a type 2 cytokine acting on eosinophil progenitors) and IL-10 (a type 2 cytokine that also regulates a general shift toward a type 2 profile) (4, 6). In a murine model, vitamin A deficiency resulted in constitutive production of type 1 cytokine transcripts, including those of IFN-
and IL-12 (an immunoregulatory cytokine inducing a shift toward a type 1 profile), but not of type 2 transcripts, including that of IL-4 (a type 2 cytokine associated with IgE production) or IL-10; subsequent stimulation through the T-cell antigen receptor led to excessive production of IFN-
but not of IL-4 or IL-10 (5). Conversely, in murine and rat systems, vitamin A supplementation led to decreased IFN-
but increased IL-4, IL-5, and IL-10 production (20). Little related data for humans are available (30). Since an effective immune response to measles requires type 2 cytokine function, the beneficial effect of vitamin A supplementation on measles-related pneumonia is consistent with the results of these animal studies. In one recent study of immunodeficient patients, many of whom were vitamin A deficient, vitamin A supplementation led to a shift toward a type 2 profile, with increased production of IL-10 and immunoglobulin A (IgA) in plasma and IgG in vitro and decreased production of tumor necrosis factor alpha (TNF-
), a proinflammatory, type 1 cytokine, in plasma (2).
We measured the serum vitamin A levels of members of a cohort of children hospitalized at Lilongwe Central Hospital in Malawi, Africa, where HIV is endemic and mycobacterial infections are prevalent. We sought evidence of an association between vitamin A levels and a type 1 or type 2 cytokine dominance. Further, we evaluated the relationships between these levels and both laboratory and clinical immune findings, including the presence (versus absence) of Mycobacterium bovis bacillus Calmette-Guerin (BCG) vaccine scarring, as an indicator of a type 1 response to immunization. Finally, we examined the levels in relation to clinical findings, including HIV infection status, symptoms, and mortality.
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0.3 year, the rates of BCG vaccine scarring did not differ between those with and those without vitamin A level assessment, nor did these two groups differ in gender distributions, survival rates, HIV serostatuses, transferrin receptor levels, or the percentages of lymphocytes expressing CD4 (data not shown). The results for the four patients older than 12 years who had vitamin A level assessments were included in our study; excluding them would not have altered our conclusions. Further, vitamin A levels did not vary with the patients' ages. Blood samples, epidemiologic data, and medical histories were obtained upon patient admission, and physical examinations were performed by one of the investigators. The study protocol was approved by the institutional review boards of the Centers for Disease Control and Prevention (CDC) and the Malawi Health Sciences Research Committee; informed consent was obtained from all participants and/or their guardians.
In Malawi, it is required that all children be vaccinated within the first 3 days of life with 0.05 ml of Pasteur Mérieux Connaught BCG vaccine, which is derived from M. bovis strain 1077 and contains between 0.4 x 106 and 1.6 x 106 culturable particles per newborn dose. Vitamin A supplementation is provided at health clinics every 6 months to all children younger than 5 years old.
Definitions.
Respiratory findings included a respiratory rate of
60 breaths/min, lung crackles, or auscultatory findings suggesting pulmonary consolidation. A diagnosis of pneumonia was made based on the presence of either all three of the respiratory symptoms or two of these and a total peripheral blood white cell count of <3,000 or >12,000 cells/mm3 and/or a temperature of <36 or >38°C. Symptoms of sepsis were based on the presence of at least two of the following symptoms with or without a positive blood culture: a temperature of <36 or >38°C, a respiratory rate of
60 breaths/min, and a heart rate of
160 beats/min.
Serum vitamin A levels were assessed with reversed-phase high-performance liquid chromatography (29). Blood cultures were performed (22); thick and thin malarial smears were done at admission and were considered positive if any (Plasmodium) asexual parasites were seen. HIV antibody testing was done at the time of study enrollment with enzyme-linked immunosorbent assay test kits (Murex Diagnostics Inc., Norcross, Ga.). Three of the 21 children who were <1.3 years old were HIV antibody positive; all three had detectable plasma HIV RNA levels (AMPLICOR HIV-1 MONITOR, version 1.5; Roche Diagnostics, Indianapolis, Ind.). Heparinized whole blood was stimulated for 5 h at 37°C with phorbol 12-myristate 13-acetate (200 ng/ml; Sigma Chemical Co., St. Louis, Mo.) and ionomycin (4 µg/ml; Sigma) in the presence of brefeldin-A (40 µg/ml; Sigma) and RPMI 1640 with L-glutamine (induced cytokine expression), or it was retained in the identical medium without phorbol 12-myristate 13-acetate and ionomycin but with brefeldin-A (spontaneous cytokine expression) (16, 17, 19). Lymphocytes were permeabilized and fixed with Permeafix (Ortho Diagnostic Systems, Inc., Raritan, N.J.), and shipped at 4 to 8°C to the CDC, stained, and processed for four-color flow cytometric assessment with a FACSort or FACSCalibur flow cytometer and CellQuest software (Becton Dickinson Immunochemistry Systems, San Jose, Calif.) (16, 17, 19). Cell gating and identification of T cells, CD8+ T cells, CD8- T cells, B lymphocytes, CD3- CD16/56+ lymphocytes (natural killer [NK] cells), CD3+ CD16/56+ lymphocytes (natural T cells), and monocytes were done as previously described (16, 17, 19). The four-color tube panel and monoclonal antibodies used have been described previously (17). Between 50,000 and 80,000 ungated events were collected from each tube in the panel.
Statistical analysis.
Comparisons of continuous data between nominal categories were made by use of nonparametric techniques, including the Wilcoxon rank sum for dichotomized data, Kruskal-Wallis tests for trichotomized data, and logistic regression analyses (LRA). Vitamin A levels were trichotomized (<10 µg/dl, 10 to <20 µg/dl, and
20 µg/dl) or dichotomized in two ways (<10 versus
10 µg/dl [severe vitamin A deficiency] and <20 versus
20 µg/dl [vitamin A deficiency]). Medians, ranges, and interquartile (IQ) ranges (25th to 75th percentile) were determined for continuous data. Proportions were compared by Fisher's exact test. For assessments in which vitamin A levels were the dichotomized dependent variable, initial LRA included as independent variables the variable of interest, age, gender, HIV serostatus, BCG vaccine scarring status, and acute infection status. The last of these was defined in four different ways, with separate LRA run with each of the four variables included individually as an independent variable. The four variables were the following: a four-value variable, with values representing Salmonella sp. bacteremia, bacteremia with another gram-negative organism, malaria parasitemia, and blood culture- and smear-negative results, and three dichotomous variables representing the presence or absence of a history of acute respiratory symptoms, pulmonary symptoms, and a diagnosis of possible pneumonia. The significance level was set at 0.05; data not presented in this paper did not reach this level of significance on any type of analysis.
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20 µg/dl (mean, 29.3 µg/dl; median, 25 µg/dl; range, 20 to 72 µg/dl; IQ range, 22 to 33 µg/dl). The median vitamin A level was lower for HIV-positive children (10 µg/dl; range, 2 to 72 µg/dl; IQ range, 6 to 12 µg/dl; n = 17) than for HIV-negative children (17 µg/dl; range, 3 to 45 µg/dl; IQ range, 9 to 23 µg/dl; n = 51) (P = 0.016). For HIV-positive and HIV-negative children analyzed separately, the percentages of lymphocytes expressing CD4 did not differ significantly by vitamin A status (Table 1). |
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TABLE 1. Characteristics of children tested for serum vitamin A levels
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-producing monocytes after induction. LRA that included each of the acute infection-related variables (see Materials and Methods) showed that these parameters remained significantly related to vitamin A deficiency (for NK cells, 0.017
P
0.033; for the ratio variable, 0.004
P
0.040). Vitamin A levels of <10 µg/dl were associated with slightly higher proportions of CD3+ (T) lymphocytes spontaneously producing both TNF-
and IFN-
in the same cells. LRA showed that the percentages of these doubly positive cells remained related to severe vitamin A deficiency (P values of <0.001). |
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TABLE 2. Immune findings significantly associated with vitamin A level
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20 µg/dl (P = 0.009) (Tables 1 and 3) Scarring was not related to age (median age of children with scars, 2.8 years [range, 0.3 to 13 years; IQ range, 0.9 to 4.3 years], versus median age of children without scars, 2.0 years [range, 0.3 to 15 years; IQ range, 1.0 to 5 years]; P = 0.99), HIV serostatus (P = 0.12), or symptoms of sepsis (P = 0.42), but it was related to pulmonary symptoms (45% of those with scars had symptoms versus 10% of those without scars; P = 0.009) and suspected pneumonia (32% of those with scars versus 5% of those without; P = 0.026). |
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TABLE 3. Vital signs and vitamin A levels
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TABLE 4. Clinical findings and vitamin A levels
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FIG. 1. Clinical findings, grouped by vitamin A level and the presence or absence of a BCG vaccine scar. Bars: 1, severe vitamin A deficiency (serum vitamin A levels of <10 µg/dl); 2, moderate vitamin A deficiency (serum vitamin A levels of 10 but <20 µg/dl); 3, no vitamin A deficiency (serum vitamin A levels of 20 µg/dl). Of those with severe vitamin A deficiency, 15 had BCG vaccine scars and 3 did not; of those with moderate vitamin A deficiency, 18 had scars and 4 did not; and of those with no vitamin A deficiency, 11 had scars and 12 did not. Sepsis symptoms were defined as follows: (i) a temperature of <36 or >38°C that was associated with a heart rate of 160 beats/min or a respiratory rate of 60 breaths/min or (ii) a heart rate of 160 beats/min that was associated with a respiratory rate of 60 breaths/min in cases where the temperature was either normal or not taken.
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FIG. 2. Clinical findings, grouped by vitamin A level and HIV infection status. Vitamin A levels are indicated by numbered bars as described in the legend to Fig. 1. Of those with severe vitamin A deficiency, 8 were HIV positive and 13 were HIV negative; of those with moderate vitamin A deficiency, 6 were HIV positive and 17 were HIV negative; and of those with no vitamin A deficiency, 3 were HIV positive and 21 were HIV negative.
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20 µg/dl) even when the immune response findings noted above and the acute clinical status (as defined in Materials and Methods) were included in the analyses (0.003
P
0.020) (the analyses were not done with data concerning suspected pneumonia because of the strong interaction noted above). |
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We also found vitamin A deficiency to be associated with a relatively greater proportion of peripheral blood NK cells, which are associated with innate immunity. This finding differs from those of several animal studies in which vitamin A deficiency was associated with decreased proportions of splenic NK cells (24); perhaps this difference could be due to the difference in cell source. We do not know of any human studies other than our own that have examined the relationship of NK cells and vitamin A levels.
Vitamin A supplementation has long been provided to children in most African countries to decrease infectious disease-associated morbidity and mortality. Because the HIV epidemic has strikingly altered the pathogens infecting persons in developing countries (19, 22), we examined the relationships between vitamin A levels and acute illness and mortality. Although vitamin A deficiency affects the gut mucosa and can lead to malabsorption (30), vitamin A levels were not significantly associated with the presence or absence of diarrhea in the Malawian children we studied. However, those with more severe diarrhea did tend to have lower vitamin A levels. Lower vitamin A levels were significantly associated with pulmonary and systemic symptoms, but mortality was not greater in those with vitamin A deficiency.
The relationship between vitamin A levels and BCG vaccine scarring was statistically strong and physiologically consistent with our laboratory immune response findings and with the association of vitamin A deficiency with type 1 cytokine reactivity. In a 1989 study done in northern Malawi, only 60% of children of
4 years old had an apparent BCG vaccine scar despite being vaccinated in the first year of life (9). BCG vaccination quickly leads to ulceration, usually followed over several weeks by scarring (9) that is associated with type 1 cytokines at the vaccination site (7, 31). Scarring is a stable phenomenon, with positive signs of scarring rarely reverting to negative or developing following an initial period without scarring; scarring evaluations are highly reproducible between individual readers and over time (10). Consequently, the incidences of BCG vaccine scarring did not vary with the ages of the patients in our cohort. The median age of the participants in our study was <3 years, so many of these participants had been vaccinated fairly recently. Thus, the twofold-higher rate of BCG vaccine scarring in the vitamin A-deficient children suggests that, at least in some children, vitamin A deficiency was present at the time of vaccination and was associated with a type 1 cytokine response to vaccination. Obviously, this finding should be interpreted with caution, since vitamin A assessment was not done at the time of BCG vaccination.
Recent studies and a meta-analysis of vitamin A supplementation trials suggest that prophylactic vitamin A supplementation may have no effect or adverse effects on some subgroups of children (8, 26, 32). Moderately low vitamin A levels may, in some situations and in some respects, be useful immunologically in patients like ours. We found an association between lower vitamin A levels and laboratory evidence of a type 1 cytokine dominance (and perhaps clinical evidence in terms of the BCG vaccine scarring data). Both HIV and mycobacteria are intracellular organisms requiring a type 1 immune response (19). Thus, this cytokine pattern could be life sustaining for persons infected with HIV and/or M. tuberculosis (19). Additionally, vitamin A deficiency was associated with a higher percentage of NK cells in peripheral blood. NK cells are associated with innate, rather than acquired, immunity and can respond to mycobacterial antigens. Furthermore, in severe HIV infection, where adaptive immunity is highly compromised, innate immunity may be crucial for survival (18, 19). Consistent with this possibility, few of the vitamin A-deficient children in our study had positive blood cultures, though they had higher rates of respiratory symptoms and pneumonia; thus, their infections may have been localized and partially controlled. Further, mortality was not related to vitamin A levels, suggesting that the positive effects may balance the negative effects over a wide range of vitamin A levels, at least in this population.
In summary, our findings support the hypothesis that lower levels of vitamin A in humans may be associated with a relative type 1 cytokine dominance and a higher proportion of NK cells. Very low vitamin A levels would be undesirable in any setting, given the essential role of vitamin A in epithelial and general cell maturation and function. However, the cytokine shifts associated with moderately low levels of vitamin A may be in some ways beneficial in an environment where HIV infection, M. tuberculosis infection, or other type 1 infections are highly prevalent and/or when acquired immunity is compromised.
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